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Interal Audit and SOX on a Budget

This article was co-author by Adam J. Epstein & Sonia Luna

Adam J. Epstein advises pre–IPO and small-cap boards through his firm, Third Creek Advisors LLC. He is the author of The Perfect Corporate Board: A Handbook for Master- ing the Unique Challenges of Small-Cap Companies(McGraw-Hill, 2012).

Sonia Luna, CPA, is the founder of Aviva Spectrum. She has more than 18 years of compliance and internal and external audit experience, and was recently appointed by SEC Chair Mary Jo White to the Advisory Committee on Small and Emerging Growth Companies

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Video Blog:  What did 1,600 Internal Auditors Say About their Jobs?

How satisfied are Internal Auditors with their careers?  What are the factors that make the difference? In an in-depth study of 1,600 Internal Auditors, Business and Economics Professor, Venkat Iyer from UNCG found out quite a bit about what makes them tick.  We had an opportunity to interview him recently and here are some of the highlights of his findings.